Document for Transmission of Units to the Claimant (Legal Heir) on death of Sole unitholder or All unitholders,     where there is NO NOMINATION registered

  • Death Certificate of the deceased unit holder in original OR photocopy of the death certificate self-attested by claimant and attested by a notary public/gazette officer.
  • KYC Acknowledgment or KYC Form of the surviving unit holder(s)
  • Original Cancelled cheque with the Claimant name pre-printed OR copy of the claimant recent Bank Statement/Passbook with self-attestation and bank seal (which is not more than 3 months old).
  • Fresh Nomination Form.(Enclosed)

If the transmission amount is up to ₹ 5 Lakh:

  • Attestation of signature of the claimant by the Bank Manager as per Annexure-I(a). (Enclosed)

If the transmission amount is more than ₹5 Lakh:

  • Signature of the claimant duly attested by a Notary Public or a JMFC with seal and date in the space provided for signature attestation in the Form T3 itself below the signature of the claimant.
  • Relationship Proof of Claimant
  • Bond of Indemnity as per Annexure-II (Format Enclosed)
  • Individual Affidavit as per Annexure –III (Format Enclosed) 
  • NOC from other legal heirs as per Annexure – IV, where applicable (Format Enclosed) 

Where transmission value at the PAN-level is more than ₹5 lakh, but less than ₹10 lakhs, any one of the documents mentioned below:

  • Notarised copy of Registered Will OR Notarised LegalHeir

Where transmission value at the PAN-level is more than ₹10 lakhs, any one of the documents mentioned below:

  • Notarized copy of Probated Will OR Succession Certificate issued by a competent court, OR Letter of Administration or court decree, in case of Intestate Succession.

Additional documentation required:

  • ID proof [PAN/Redacted Aadhaar/Voter ID / Passport or any other valid OVD as per PMLA guidelines] of the deceased person attested by the claimant(s), duly notarized or originals can be shown at the AMC branches and OSV seal attested by them.
  • Identity proof (e.g., copy of PAN card, redacted Aadhaar card, passport) of all legal heirs signing the NOC/affidavit other than claimant/s (i.e., legal heirs other than the claimant mentioned in Probate or Letters of Administration or Succession Certificate)